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Craig Dunn

Lasalle St. Investment Advisors, L.L.C.
44 Years of Experience
Kokomo, IN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Craig Dunn is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Kokomo, IN, with 44 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.

Lasalle St. Investment Advisors, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
161 advisors
Number of Clients
14,284 clients
Average Client Portfolio
$402K average
Assets Under Management
$5.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5M+0.70%

Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1213 E. Hoffer St, Kokomo, IN, 46902

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Closed-No Action
Customer Dispute
January 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Craig uses Criag Dunn Enterprises, Inc. to operate and manage income from other businesses. He also sells fixed insurance and is affiliated with Liberty Financial Group, Inc.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
June 2024 - Present · 2 yrs 4 mos
Lasalle St Securities, L.L.C.Broker
December 2002 - Present · 23 yrs 10 mos
Previous Registrations
Liberty Financial Advisors, LLC
January 2007 - June 2024 · 17 yrs 5 mos
Spelman & CO., INC.Broker
June 1990 - December 2002 · 12 yrs 6 mos
First Affiliated Securities, INC.Broker
May 1989 - June 1990 · 1 yr 1 mo
First Affiliated Securities, INC.Broker
October 1984 - May 1989 · 4 yrs 7 mos
Edward D. Jones & CO., L.P.Broker
August 1982 - October 1984 · 2 yrs 2 mos
State Registrations29 states
ALARAZCACODCFLGAIAILINKSKYMIMNMOMTNCNMNYOHPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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