Wendy Nelson
Wendy Nelson is a registered investment advisor at Geneos Wealth Management, INC., based in Cora, WY, with 26 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
Cora, WY
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2001Employment Separation After Allegations
June 2001Other Business ActivitiesSells Insurance
Wendy owns Wind River Wealth Advisors LLC and is an independent representative with various insurance carriers for fixed insurance sales. She is also a notary public and a board member of the Rotary Club of the SW USA.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Next Financial Group, INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.