Wendy Nelson
Wendy Nelson is a registered investment advisor at Geneos Wealth Management, INC., based in Cora, WY, with 26 years of industry experience. Wendy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.
Fee Estimator
Location
Cora, WY
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2001Employment Separation After Allegations
June 2001Other Business ActivitiesSells Insurance
Wendy owns Wind River Wealth Advisors LLC and is an independent representative with various insurance carriers for fixed insurance sales. She is also a notary public and a board member of the Rotary Club of the SW USA.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Next Financial Group, INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.