AW
AW

Andrew Winchester

23 Years of Experience
Santa Barbara, CA
Broker

Andrew Winchester is a registered investment advisor at Morgan Stanley, based in Santa Barbara, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1332 Anacapa Street, 2nd Floor, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a board member and chairman of the board for the Wolf Museum of Exploration and Innovation (MOXI), co-trustee for the Winchester Family Trust, and managing member of Rancho Oaks Investment Co. LLC and 1195 TO Blvd, LLC, all involving minimal time commitments.

Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 6 mos
Morgan Stanley
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2020 - October 2023 · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
November 2020 - October 2023 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
April 2014 - November 2020 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2014 - November 2020 · 6 yrs 9 mos
Pacific Pointe Advisors LLC
April 2012 - December 2013 · 1 yr 8 mos
Investors Retirement & Management CorporationBroker
December 1986 - January 1988 · 1 yr 1 mo
Empire Securities Corporation of Southern CaliforniaBroker
December 1984 - January 1995 · 10 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Andrew Winchester - Financial Advisor | TrueAdvisor