IC
IC

Ian Clarke-Pounder

43 Years of Experience
Nashua, NH
2 DisclosuresBrokerSells Insurance

Ian Clarke-Pounder is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Nashua, NH, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

60 Main Street, Suite 215, Nashua, NH, 03060

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2004
Denied
Customer Dispute
August 2002
Denied
Other Business ActivitiesSells Insurance

Ian is a local insurance agent handling medical and dental plans since 2009, and also sells life insurance. He also serves on the Finance/Investment Committee for Bishop Guertin High School, is involved in real estate, and owns a support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 16 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2009 · 0 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
May 2006 - April 2007 · 11 mos
Wachovia Securities, LLCBroker
August 2000 - May 2006 · 5 yrs 9 mos
Wachovia Securities, LLC
February 1999 - May 2006 · 7 yrs 3 mos
First Albany CorporationBroker
February 1995 - August 2000 · 5 yrs 6 mos
Invest Financial CorporationBroker
August 1986 - February 1995 · 8 yrs 6 mos
MML Investors Services, INC.Broker
May 1983 - October 1986 · 3 yrs 5 mos
Massachusetts Mutual Life Insurance CompanyBroker
December 1982 - October 1986 · 3 yrs 10 mos
State Registrations25 states
CACOCTDCDEFLGAHIKYMAMEMONCNHNMNYOHPARISCTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.