TP
TP

Timothy Pain

42 Years of Experience
Natick, MA
Broker

Timothy Pain is a registered investment advisor at Ameriprise Financial Services, LLC, based in Natick, MA, with 42 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2 Summer Street, Suite 17, Natick, MA, 01760

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is a board member for LePain since 2012. This requires minimal time, between 1 to 9 hours per month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2016 - Present · 9 yrs 10 mos
Ameriprise Financial Services, LLC
October 2001 - Present · 24 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2001 - Present · 24 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
October 2001 - July 2006 · 4 yrs 9 mos
Signator Investors, INC.Broker
November 1992 - October 2001 · 8 yrs 11 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1992 - May 1997 · 4 yrs 6 mos
Pruco Securities CorporationBroker
December 1982 - June 1992 · 9 yrs 6 mos
State Registrations12 states
CACTFLMAMDMEMINHNYORRIVA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.