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Wayne Dawson

43 Years of Experience
Hattiesburg, MS
2 DisclosuresBroker

Wayne Dawson is a registered investment advisor at Morgan Stanley, based in Hattiesburg, MS, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6606 US Highway 98 West, Hattiesburg, MS, 39402

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Settled
Customer Dispute
May 2002
Denied
Other Business Activities

Wayne is involved in several rental property activities, including single-family rentals, a condo unit, and Lauralex Holdings, LLC. He also owns and performs with Madewood Band and is a trustee for a private financing trust.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - February 2006 · 17 yrs 4 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
September 1982 - October 1988 · 6 yrs 1 mo
State Registrations40 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.