WD
WD
Wayne Dawson is a registered investment advisor at Morgan Stanley, based in Hattiesburg, MS, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6606 US Highway 98 West, Hattiesburg, MS, 39402
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2003Settled
Customer Dispute
May 2002Denied
Other Business Activities
Wayne is involved in several rental property activities, including single-family rentals, a condo unit, and Lauralex Holdings, LLC. He also owns and performs with Madewood Band and is a trustee for a private financing trust.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - February 2006 · 17 yrs 4 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
September 1982 - October 1988 · 6 yrs 1 mo
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.