JD
JD

Joseph Dixon

43 Years of Experience
Trenton, MI
1 DisclosureBroker

Joseph Dixon is a registered investment advisor at Independent Financial Group, LLC, based in Trenton, MI, with 43 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

2836 West Jefferson, Trenton, MI, 48183

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Closed-No Action
Other Business Activities

Joseph is a 50% owner of rental property within Executive Office Suites of Trenton since 2013, dedicating a few hours per week to real estate sales, rental properties, and property management. He also uses Dixon and Associates as a DBA name for marketing purposes, which takes more than full-time hours.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2010 - Present · 15 yrs 6 mos
Independent Financial Group, LLCBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Mutual Service CorporationBroker
January 1995 - July 2009 · 14 yrs 6 mos
First of Michigan CorporationBroker
June 1986 - February 1996 · 9 yrs 8 mos
B.C. Christopher Securities CO.Broker
December 1985 - August 1986 · 8 mos
Metro Securities, INC.Broker
August 1982 - November 1985 · 3 yrs 3 mos
State Registrations7 states
CAFLIAMDMITXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Dixon - Financial Advisor | TrueAdvisor