Stephen Little is a registered investment advisor at The Rose Investment Management, based in Indianapolis, IN, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 48 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.95% |
| $2M+ | 0.75% |
For cash management, the annual fee is 0.35%. The firm reserves the right to negotiate fees different from those shown in this schedule and to enter into 'Pro Bono' investment management agreements.
Fee Estimator
Location
Indianapolis, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
The Rose Investment Management
State Registrations1 state
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