Joseph Rosenberger
Joseph Rosenberger is a registered investment advisor at LPL Financial LLC, based in Waynesboro, VA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17 Stoneridge Dr., Ste 201, Waynesboro, VA, 22980-6523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph has a DBA called Rosenberger Financial Services since 2002. He also has several non-variable insurance activities, including with Golden Rule Insurance Company and Lincoln Benefit Life, and owns 321 West Main LLC for tax/investment purposes, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
American General Securities IncorporatedBroker
Travelers Equities Sales, INC.Broker
Comprehensive Financial Services, INC.Broker
Travelers Equities Sales, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.