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CFP

Robert Incaprera

Ameriprise Financial Services, LLC
43 Years of Experience
New Orleans, LA
4 DisclosuresBroker
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Robert Incaprera is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in New Orleans, LA, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Poydras St, Ste 1000, New Orleans, LA, 70163-1000

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1993
Final
Customer Dispute
October 1993
Settled
Customer Dispute
February 1993
Settled
Customer Dispute
April 1990
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
November 2010 - January 2011 · 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1994 - February 2006 · 12 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1982 - December 1993 · 11 yrs 3 mos
State Registrations20 states
ALARAZCACOFLGAILINLAMSNVNYOHOKORSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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