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Robert Reuben

43 Years of Experience
New York, NY
1 DisclosureBroker

Robert Reuben is a registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 43 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

530 5th Ave, 10th Floor, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2004
Denied
Other Business Activities

Robert has business ownership activities that are not investment-related since 2016. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLC
June 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
January 2012 - June 2020 · 8 yrs 5 mos
Morgan Stanley
January 2012 - June 2020 · 8 yrs 5 mos
Oppenheimer & CO. INC.
December 2007 - January 2012 · 4 yrs 1 mo
Oppenheimer & CO. INC.Broker
April 1988 - January 2012 · 23 yrs 9 mos
Fahnestock International INC.Broker
April 1988 - April 1988 · 0 mos
Fahnestock & CO., INC.Broker
October 1984 - April 1988 · 3 yrs 6 mos
Monvest Limited PartnershipBroker
January 1984 - October 1984 · 9 mos
Southeast Securities of Florida, INC.Broker
October 1982 - February 1984 · 1 yr 4 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.