Thomas Haunty
Thomas Haunty is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Madison, WI, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2945 Triverton Pike Dr, Ste 200, Madison, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member for several organizations and a partner at MTG Investments Inc. He also works as an agent/broker for fixed insurance sales and owns rental property, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
Marathon Advisors, INC
Consolidated Resources, INC.Broker
Fdi Securities, INC.Broker
State Registrations42 states
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