Thomas Haunty is a CFP, ChFC-designated registered investment advisor, based in Madison, WI, with 43 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2945 Triverton Pike Dr, Ste 200, Madison, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member for several organizations and a partner at MTG Investments Inc. He also works as an agent/broker for fixed insurance sales and owns rental property, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
Marathon Advisors, INC
Consolidated Resources, INC.Broker
Fdi Securities, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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