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Andrea Duda
43 Years of Experience
Kalkaska, MI
1 DisclosureBroker
Andrea Duda is a registered investment advisor at Raymond James & Associates, INC., based in Kalkaska, MI, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Kalkaska, MI
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Regulatory History (1)
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Customer Dispute
January 2013Settled
Other Business Activities
Andrea owns and manages rental real estate property since 2006. She dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2010 - Present · 15 yrs 7 mos
Raymond James & Associates, INC.
June 1998 - Present · 27 yrs 11 mos
Raymond James & Associates, INC.Broker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
January 1993 - May 1998 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1989 - January 1993 · 3 yrs 4 mos
Prescott, Ball & Turben, INC.Broker
September 1987 - September 1989 · 2 yrs
Ids Life Insurance CompanyBroker
October 1982 - October 1987 · 5 yrs
American Express Financial Advisors INC.Broker
October 1982 - September 1987 · 4 yrs 11 mos
Ids Financial Services INC.Broker
October 1982 - December 1986 · 4 yrs 2 mos
State Registrations29 states
AZCACOFLGAHIILINKYMAMDMEMIMNMOMTNCNHNJNMNYOHPATNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.