Kim Cowdell
Kim Cowdell is a CFP, ChFC-designated registered investment advisor at Ausdal Financial Partners, INC., based in Colorado Springs, CO, with 43 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
1980 Dominion Way, Suite 202, Colorado Springs, CO, 80918
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2007Customer Dispute
May 2002Customer Dispute
October 1999Employment Separation After Allegations
March 1997Other Business ActivitiesSells Insurance
Kim is the owner of Cowdell Insurance Agency, Inc. since 1997, dedicating nearly full-time hours to insurance sales and service based on client needs. Kim also owns K&J's LLC, a real estate holding company, but devotes no time to this activity.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Intervest International, INC.
Intervest International Equities CorporationBroker
First Western Advisors
First Western AdvisorsBroker
Metropolitan Investment Securities, INC.Broker
First Securities USA, INC.Broker
First Associated Securities Group, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.