TR
TR

Timothy Ryan

39 Years of Experience
Columbus, OH
1 DisclosureBroker

Timothy Ryan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Columbus, OH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

8890 Lyra Dr, Columbus, OH, 43240

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1996 - Present · 30 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1995 - Present · 30 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - Present · 30 yrs 8 mos
Previous Registrations
Integrity Financial Services, INC.Broker
July 1990 - January 1992 · 1 yr 6 mos
Integrity Life Insurance CompanyBroker
February 1987 - January 1992 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1982 - February 1987 · 4 yrs 5 mos
State Registrations31 states
ALARAZCACODCDEFLGAHIILINKYLAMAMEMIMNMSNCNHNYOHPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.