Douglas Mccowen
Douglas Mccowen is a registered investment advisor at Osaic Wealth, INC., based in Trabuco Canyon, CA, with 43 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Trabuco Canyon, CA
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Regulatory History (1)
Customer Dispute
January 1997Other Business ActivitiesSells Insurance
Douglas is an insurance agent/representative, selling life and health insurance since 1975. He dedicates minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Pruco Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.