K. Smith
K. Smith is a registered investment advisor at Osaic Wealth, INC., based in Sacramento, CA, with 43 years of industry experience. K. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5301 Madison Avenue, Ste 302, Sacramento, CA, 95841
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
K. owns Capital Financial Services, providing tax preparation, planning, and insurance analysis/sales, taking about half of his time. He also works as an investment advisor representative and owns rental properties, dedicating minimal time to the latter.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Fsc Securities CorporationBroker
Manequity, INC.Broker
Financial Planners Equity CorporationBroker
State Registrations14 states
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