Patrick Vaughan

43 Years of Experience

Hunt Valley, MD

1 DisclosureBroker

Patrick Vaughan is a registered investment advisor at RBC Capital Markets, LLC, based in Hunt Valley, MD, with 43 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

RBC Capital Markets, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

3777 advisors

IM Fee

Planning only

Assets Under Management

$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000

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Location

303 International Circle, Suite 370, Hunt Valley, MD, 21030

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History

Regulatory History (1)

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Regulatory

February 2009

Final

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Employment History

Current Registrations

RBC Capital Markets, LLC

March 2009 - Present · 17 yrs 2 mos

RBC Capital Markets, LLC

March 2009 - Present · 17 yrs 2 mos

RBC Capital Markets, LLCBroker

March 2009 - Present · 17 yrs 2 mos

Previous Registrations

Ferris, Baker Watts, LLC

January 1992 - March 2009 · 17 yrs 2 mos

Ferris, Baker Watts, LLCBroker

April 1990 - March 2009 · 18 yrs 11 mos

Kidder, Peabody & CO. IncorporatedBroker

July 1983 - May 1990 · 6 yrs 10 mos

Cardell & Associates, IncorporatedBroker

January 1983 - July 1983 · 6 mos

State Registrations1 state

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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