Douglas Boggie
Douglas Boggie is a registered investment advisor at Ameriprise Financial Services, LLC, based in Raleigh, NC, with 43 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3600 Glenwood Ave, Ste 130, Raleigh, NC, 27612
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2013Customer Dispute
August 2006Other Business Activities
Douglas is a board member for Boggie since 2015, dedicating minimal time. He also participates in Kiwanis Division 12 and may act in a fiduciary capacity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
J.C. Bradford & CO.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
The Robinson-Humphrey Company INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.