Bradley Johannes is a registered investment advisor at LPL Financial LLC, based in Fond Du Lac, WI, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17 N Pioneer Rd, Fond Du Lac, WI, 54935
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Bradley operates under the DBA Empeople Investment & Retirement Services for his LPL business. He dedicates full-time hours to this activity, with 100 hours specifically during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Associated Investment Services, INC.
Associated Investment Services, INC.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Guaranty Brokerage Services, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
Natcity Investments, INC.Broker
First of America Brokerage Service, INC.Broker
Amcore Investment Services, INCBroker
New England SecuritiesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.