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Richard Bucaro

Morgan Stanley
43 Years of Experience
Port Jefferson, NY
1 DisclosureBroker
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Richard Bucaro is a registered investment advisor at Morgan Stanley, based in Port Jefferson, NY, with 43 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

414 Main Street, Suite 101, Port Jefferson, NY, 11777

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is a board member of St George Golf and Country Club, a non-profit organization, since 2015. This takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
February 2021 - Present · 5 yrs 8 mos
Morgan Stanley
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2007 - February 2021 · 13 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2007 - February 2021 · 13 yrs 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - September 2007 · 5 mos
Morgan Stanley & CO., Incorporated
April 2007 - September 2007 · 5 mos
Morgan Stanley
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
July 1983 - April 2007 · 23 yrs 9 mos
First Investors CorporationBroker
November 1982 - April 1983 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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