Stephen Resch
Stephen Resch is a registered investment advisor at Resch Financial Group, based in Thompsons Station, TN, with 41 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $2.8M | 1.25% |
| $2.8M - $25.0M | 0.75% |
| $25M+ | 0.75% |
Fees are negotiable at the firm's discretion. There may be legacy clients under a preexisting fee schedule no longer offered by the Firm.
Fee Estimator
Location
Thompsons Station, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen occasionally sells fixed annuities to existing investment clients and dedicates minimal time to this activity. He also works in wholesale reverse mortgage lending for Finance of America, taking about half of his time.
Employment History
Current Registrations
Resch Financial Group
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Main Street Management CompanyBroker
T. E. Desmond CO.Broker
Rochester Fund DistributorsBroker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.