CH
CFP
CH
CFP
Cleo Holder is a CFP-designated registered investment advisor, based in Newburgh, IN, with 43 years of industry experience.
Location
8988 Ruffian Ln, Newburgh, IN, 47630
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Regulatory History (3)
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Customer Dispute
June 2009Denied
Customer Dispute
November 2008Settled
Customer Dispute
November 2001Award / Judgment
Other Business ActivitiesSells Insurance
Cleo is the owner of Advantage Tax and Accounting Inc, Holder Investment Services, Inc, Holder Properties LLC, and rental property. She also works as an agent/broker for fixed insurance sales and is involved with Noah's Ark Preschool and Student Christian Fellowship.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2007 - August 2023 · 15 yrs 10 mos
Securian Financial Services, INC.Broker
October 2007 - August 2023 · 15 yrs 10 mos
Charter Financial Group
September 1994 - December 2007 · 13 yrs 3 mos
First Securities Network CorporationBroker
October 1987 - December 2007 · 20 yrs 2 mos
Abacus Equity Services, INC.Broker
October 1986 - June 1987 · 8 mos
Cardell & Associates, IncorporatedBroker
November 1985 - October 1986 · 11 mos
Mony Securities CORP.Broker
November 1983 - February 1986 · 2 yrs 3 mos
Structured Shelters Securities, INC.Broker
October 1982 - October 1983 · 1 yr
State Registrations30 states
AKALAZCACODEFLGAILINKSKYLAMAMIMNMONCNMNVNYOHPASCTNTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.