Cleo Holder
Cleo Holder is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newburgh, IN, with 43 years of industry experience. Cleo is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8988 Ruffian Ln, Newburgh, IN, 47630
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2009Customer Dispute
November 2008Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Cleo is the owner of Advantage Tax and Accounting Inc, Holder Investment Services, Inc, Holder Properties LLC, and rental property. She also works as an agent/broker for fixed insurance sales and is involved with Noah's Ark Preschool and Student Christian Fellowship.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Charter Financial Group
First Securities Network CorporationBroker
Abacus Equity Services, INC.Broker
Cardell & Associates, IncorporatedBroker
Mony Securities CORP.Broker
Structured Shelters Securities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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