Stephen Brown
Stephen Brown is a CFP-designated registered investment advisor at King George Capital Mgmt, INC., based in King George, VA, with 43 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 56 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
King George Capital MGMT charges an annual investment management fee based on the value of your portfolio. The fee ranges from 0.5% to 1.5% per year. The exact fee is negotiable depending on your circumstances and the size and type of your account.
Location
12407 Ridge Road, 12407 Ridge Road, King George, VA, 22485
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the President of RIA-King George Capital Management, Inc., a registered investment advisory firm, and spends about a quarter of his time managing client portfolios. He also owns Ashland Land Development Co. Inc. and sells non-securities related insurance products such as fixed annuities and long-term care insurance, dedicating minimal time to the latter.
Employment History
Current Registrations
King George Capital Mgmt, INC.
Previous Registrations
Capitol Securities Management, INC.Broker
Kingsbridge Capital CORP.Broker
Pmg Securities CorporationBroker
Investacorp, INC.Broker
Integrated Resources Equity CorporationBroker
Prudential-Bache Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.