Thomas Mcnell is a registered investment advisor, based in Walnut Creek, CA, with 35 years of industry experience.
Location
1777 Botelho Drive Suite 275, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is the volunteer president of the Kiwanis Club of the Delta Antioch, dedicating minimal time. He also works as a financial professional for Enhanced Financial Group, spending full-time hours on this activity, most of which are during trading hours.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Securities, INC.Broker
Edward JonesBroker
Edward Jones
Morgan Stanley
Morgan StanleyBroker
T3 Trading Group, LLCBroker
Discern Securities, INC.Broker
Auriga USA, LLCBroker
Lighthouse Financial Group, LLCBroker
Multitrade Securities LLCBroker
Stanford Group CompanyBroker
Jmp Securities LLCBroker
E*offeringBroker
Preferred Capital Markets, INC.Broker
Charles Schwab & CO., INC.Broker
Prudential Securities IncorporatedBroker
Robertson, Stephens & Company, L.P.Broker
Drexel Burnham Lambert IncorporatedBroker
Sutro & CO. IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
State Registrations14 states
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