Frederick Baker
Frederick Baker is a registered investment advisor at Finser Investment Advisor, based in San Antonio, TX, with 53 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.02% |
Minimum fee of $500/month may apply if the calculated asset-based fee is less than $500. A clearing charge of $30 per trade will be assessed.
Fee Estimator
Location
106 S. St. Marys Street, Suite 600, San Antonio, TX, 78205
Get directionsHistory
Regulatory History (1)
Regulatory
April 1981Other Business Activities
Frederick is a bank consultant and service provider, serving as Chairman since 1981, dedicating about a quarter of his time. He is also the Chairman of F.L. Baker and Assoc., a holding company for Finser Advisors.
Employment History
Current Registrations
Finser Investment Advisor
Previous Registrations
Samco Capital Markets, INC.Broker
Samco Financial Advisors, INC.
Penson Financial Services, INC.Broker
Service Asset Management CompanyBroker
Service Asset Management CompanyBroker
Service Asset Management CompanyBroker
Finser Investment CompanyBroker
Kidder, Peabody & CO. IncorporatedBroker
Fred Baker & Associates, INC.Broker
Russ Securities CorporationBroker
Russ & CompanyBroker
Dominick & Dominick, IncorporatedBroker
Dittmar & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.