David Cass is a registered investment advisor at Tlg Advisors, INC., based in Summit, NJ, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,138 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TLG Advisors is compensated for services based on the value of your portfolio. Advisory fees generally range from 0.80% to 1.75% per year. There may be additional transaction, custody, money manager, or platform fees charged by outside managers and custodians. Fees may be negotiable, and accounts may be aggregated by household to discount fees.
Fees for Starlight Portfolios range from 0.55% to 1.15% to TLG Advisors, plus 0.10% to Advisor Engine, the technology platform provider.
Location
475 Springfield Ave, Summit, NJ, 07901
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a VP and Head of the RIA Concierge Desk at Allianz Life, an insurance business, dedicating a few hours per week, and an IAR and Investment Representative at TLG Advisors Inc, spending minimal time. The time commitment to Allianz Life increases during trading hours to about 10-20% of his time.
Employment History
Current Registrations
The Leaders Group, INC.Broker
Tlg Advisors, INC.
The Leaders Group, INC.
Previous Registrations
Goldman Sachs & CO. LLCBroker
Mercer Allied Company, L.P.Broker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
Goldman Sachs Personal Financial Management
The Leaders Group, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Lincoln Financial Distributors, INC.Broker
Sun Life Financial Distributors, INC.Broker
Tower Square Securities, INC.Broker
John Hancock Funds, INC.Broker
Walnut Street Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
Cova Life Sales CompanyBroker
Edward D. Jones & CO., L.P.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.