John Deluca is a registered investment advisor at LPL Financial LLC, based in Encino, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16133 Ventura Blvd #700, Encino, CA, 91436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a real estate broker for DSA Inc. since 2010, spending minimal time on Ethan Stein's and his own personal transactions. He also spends nearly full-time on DSA Inc. as a DBA for his LPL business, and dedicates minimal time to non-variable life insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Empire Securities Corporation of Southern CaliforniaBroker
Cralin & CO., INC.Broker
Portfolio Programming, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.