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Ralph Winn
42 Years of Experience
Mount Dora, FL
1 DisclosureBrokerSells Insurance
Ralph Winn is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Dora, FL, with 42 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Mount Dora, FL
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Regulatory History (1)
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Employment Separation After Allegations
May 1999Other Business ActivitiesSells Insurance
Ralph owns a winery in France and buys/sells products on eBay, dedicating minimal time to each. He also owns Winn Insurance Agency and works as an insurance agent selling fixed insurance, life insurance, and annuities, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
May 1999 - Present · 27 yrs
Previous Registrations
Cetera Advisors LLC
February 2006 - March 2024 · 18 yrs 1 mo
Sunamerica Securities, INC.Broker
June 1989 - May 1999 · 9 yrs 11 mos
Southmark Financial Services, INC.Broker
November 1985 - June 1989 · 3 yrs 7 mos
Financial Network Investment CorporationBroker
September 1983 - November 1985 · 2 yrs 2 mos
Wesco Securities, INC.Broker
March 1983 - March 1983 · 0 mos
University Securities CorporationBroker
March 1983 - August 1983 · 5 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.