Kent Wyse
Kent Wyse is a registered investment advisor at MML Investors Services, LLC, based in Sylvania, OH, with 42 years of industry experience. Kent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
6711 Monroe Street, Building V, Sylvania, OH, 43560
Get directionsHistory
Regulatory History (9)
Financial
May 2021Financial
December 2020Financial
January 2020Financial
July 2019Financial
June 2019Financial
June 2019Customer Dispute
October 2018Customer Dispute
May 2015Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Kent is a sales agent for life and health insurance, dedicating minimal time to this activity. Kent also owns Shaw-Wyse Inc. and rents unused office space, also dedicating minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
G. R. Phelps & CO., INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.