RB
RB

Robert Broome

43 Years of Experience
Winter Park, FL
Broker

Robert Broome is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Winter Park, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1560 Orange Ave Ste 650, Winter Park, FL, 32789

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert works as an independent contractor and financial advisor for Winter Park Wealth Group. This takes about half of Robert's time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - February 2021 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - February 2021 · 12 yrs
Citigroup Global Markets INC.
July 1993 - March 2009 · 15 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
October 1984 - July 1993 · 8 yrs 9 mos
Thomson Mckinnon Securities INC.Broker
December 1982 - October 1984 · 1 yr 10 mos
State Registrations14 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Broome - Financial Advisor | TrueAdvisor