George Sweeney
George Sweeney is a registered investment advisor at Elm Capital Management LLC, based in Pittsburgh, PA, with 15 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 564 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees negotiable for amounts greater than $1,000,000.
Fee Estimator
Location
309 Smithfield Street, 6th Floor, Pittsburgh, PA, 15222
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George is an Investment Adviser Representative/Estate planner/Solicitor at Eastern Financial Group, Inc. dba Elder Law Management, spending about 10-20% of his time on estate and insurance planning. He is also an independent insurance agent.
Employment History
Current Registrations
Elm Capital Management LLC
Previous Registrations
Elder Law Management, Elder Law Planning Services
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.