Daniel Hawley is a CFP-designated registered investment advisor at Hawley Advisors, based in Walnut Creek, CA, with 43 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 59 clients with $74M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $20.0M | 0.33% |
| $20M+ | 0.33% |
Fees are negotiable at the firm's discretion. Accounts falling below $50,000 may incur a $300 annual administrative service charge.
Fee Estimator
Location
1600 South Main Street, Suite 190, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is the owner of a registered investment advisor in Walnut Creek, CA, managing approximately $30 million in assets under management. This activity takes about a quarter of Daniel's time.
Employment History
Current Registrations
Hawley Advisors
Previous Registrations
Foothill Securities, INC.Broker
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Derand/pennington/bass, INC.Broker
Glenfed Brokerage ServicesBroker
Isfa CorporationBroker
Great Western Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
University Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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