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GB
CFP · ChFC
GB
CFP · ChFC

Guy Eugene Baker

Wealth Teams Alliance
30 Years of Experience
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Wealth Teams Alliance
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
780 clients
Average Client Portfolio
$264K average
Assets Under Management
$205.6M

Fee Structure

Location

15520 Rockfield Blvd, Suite G, Irvine, CA, 92618

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Guy is involved in several business activities, including investment advising, consulting, insurance sales and marketing, real estate investment, and publishing. He dedicates a few hours per week to editing and publishing books, and about half his time to BMI Consulting and Associates on Insurance Concept Services Inc.

Employment History
Current Registrations
Wealth Teams Alliance
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Tax Efficient Asset Management Solution, INC.
March 2014 - April 2019 · 5 yrs 1 mo
Alexander Beard (USA), LLC
May 2012 - February 2017 · 4 yrs 9 mos
Independent Financial Group, LLC
September 2010 - February 2011 · 5 mos
Joseph L. Cannava
October 2007 - July 2011 · 3 yrs 9 mos
Baker Jensen Investment Advisors, LLC
August 1995 - July 2022 · 26 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Guy Eugene Baker - Financial Advisor | TrueAdvisor