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GB
CFP · ChFC
GB
CFP · ChFC

Guy Baker

Wealth Teams Alliance
31 Years of Experience
Irvine, CA
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Guy Baker is a CFP, ChFC-designated registered investment advisor at Wealth Teams Alliance, based in Irvine, CA, with 31 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 812 clients with $220M in assets under management.

Wealth Teams Alliance
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
812 clients
Average Client Portfolio
$276K average
Assets Under Management
$223.9M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.10%

Annual advisory fees generally range from 0.60% to 1.10% based on assets under management, and the maximum annual fee will not exceed 1.50%. Fees vary based on factors such as the assigned representative, portfolio size, complexity, and negotiations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15520 Rockfield Blvd, Suite G, Irvine, CA, 92618

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Guy is involved in several business activities, including investment advising, consulting, insurance sales and marketing, real estate investment, and publishing. He dedicates a few hours per week to editing and publishing books, and about half his time to BMI Consulting and Associates on Insurance Concept Services Inc.

Employment History
Current Registrations
Wealth Teams Alliance
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Tax Efficient Asset Management Solution, INC.
March 2014 - April 2019 · 5 yrs 1 mo
Alexander Beard (USA), LLC
May 2012 - February 2017 · 4 yrs 9 mos
Independent Financial Group, LLC
September 2010 - February 2011 · 5 mos
Joseph L. Cannava
October 2007 - July 2011 · 3 yrs 9 mos
Baker Jensen Investment Advisors, LLC
August 1995 - July 2022 · 26 yrs 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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