Charles Schaaf
Charles Schaaf is a registered investment advisor at Ameriprise Financial Services, LLC, based in Batesville, AR, with 41 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1530 Byers St, Batesville, AR, 72501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles owns commercial real estate since 1998 and is involved with Bellawood Resort, paying bills for the property association since 2002. His involvement with Bellawood Resort requires minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
Boatmen's Investment Services of Arkansas, INC.Broker
Investco Securities, INC.Broker
Metropolitan Financial CorporationBroker
Progressive Resources, INC.Broker
Metropolitan Financial CorporationBroker
Fsc Securities CorporationBroker
American General Capital Planning, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.