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Constantine Mavrogianis

41 Years of Experience
Wexford, PA
BrokerSells Insurance

Constantine Mavrogianis is a registered investment advisor at LPL Financial LLC, based in Wexford, PA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2000 Corporate Drive Ste 570, Wexford, PA, 15090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Constantine is involved in several insurance-related activities, including non-variable insurance through The ASA Group and property and casualty insurance with MetLife GA. He also acts as a broker/independent agent for multiple companies, selling life, health, disability, long-term care, and fixed annuity products, and dedicates about 10-20% of his time to V&T Wealth Advisors.

Employment History
Current Registrations
LPL Financial LLC
April 2016 - Present · 10 yrs 1 mo
LPL Financial LLCBroker
April 2016 - Present · 10 yrs 1 mo
LPL Financial LLC
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
New England SecuritiesBroker
November 2012 - January 2015 · 2 yrs 2 mos
Metlife Securities INC.
April 2011 - November 2015 · 4 yrs 7 mos
Metlife Securities INC.Broker
October 1986 - November 2015 · 29 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
December 1983 - July 2007 · 23 yrs 7 mos
State Registrations14 states
DCFLIAILINKSMDNCNYOHPASCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.