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Nace Nickel
38 Years of Experience
Windsor, CA
2 Disclosures
Nace Nickel is a registered investment advisor at Nickel Investment Advisors, INC., based in Windsor, CA, with 38 years of industry experience. Nace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 36 clients with $41M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
36 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$41.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Windsor, CA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2005Customer Dispute
September 1996Award / Judgment
Employment History
Current Registrations
Nickel Investment Advisors, INC.
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Nickel Investment Advisors, INC.
September 2009 - December 2011 · 2 yrs 3 mos
Bell Investment Advisors INC
March 2005 - November 2005 · 8 mos
Charles Schwab & CO., INC.
September 2002 - November 2004 · 2 yrs 2 mos
Charles Schwab & CO., INC.Broker
September 2002 - November 2004 · 2 yrs 2 mos
Metlife Securities INC.Broker
December 2001 - September 2002 · 9 mos
Metropolitan Life Insurance CompanyBroker
December 2001 - September 2002 · 9 mos
Charles Schwab & CO., INC.Broker
July 1999 - July 2001 · 2 yrs
Scottsdale Securities, INC.Broker
November 1998 - July 1999 · 8 mos
Quick & Reilly, INC.Broker
October 1985 - October 1998 · 13 yrs
Charles Schwab & CO., INC.Broker
March 1983 - October 1985 · 2 yrs 7 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.