HE
CFP
HE
CFP
Hance Evans is a CFP-designated registered investment advisor, based in Austin, TX, with 43 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Denied
Other Business ActivitiesSells Insurance
Hance works as an advisor for Kestra Advisory Services and as an agent/registered representative for Capital Financial Partners, LLC, both involving investment advisory services. Both roles take up a full-time commitment, with a focus on securities trading and potentially assigning client assets to variable annuities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2023 - Present · 2 yrs 9 mos
Kestra Investment Services, LLCBroker
October 2023 - Present · 2 yrs 9 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
April 2000 - October 2023 · 23 yrs 6 mos
Hornor, Townsend & Kent, LLCBroker
July 1992 - October 2023 · 31 yrs 3 mos
Pml Securities CompanyBroker
November 1982 - August 1992 · 9 yrs 9 mos
State Registrations18 states
AZCACODCDEFLGAILMDNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.