Nancy Daoud
Nancy Daoud is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Oxford, CT, with 43 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
90 Oxford Road, Oxford, CT, 06478
Get directionsHistory
Regulatory History (8)
Regulatory
April 2020Customer Dispute
June 2017Customer Dispute
December 2013Customer Dispute
March 2011Customer Dispute
January 2010Customer Dispute
March 2009Customer Dispute
May 2003Customer Dispute
November 1998Other Business Activities
Nancy owns Nancy S. Daoud & Associates, LLC, a financial advisory practice management company, dedicating about 10-20% of her time. She also manages property for W & N, LLC, spending a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.