Keith Sprincz
Keith Sprincz is a ChFC-designated registered investment advisor at Sprincz Advisory Group, LLC, based in Littleton, CO, with 13 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 86 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.65% |
| $2M+ | 0.50% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
9200 W. Cross Drive, Suite 321, Littleton, CO, 80123
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith is the president of Sprincz & Associates, Inc., an insurance brokerage, dedicating about a quarter of his time. He also owns Sprincz Financial Group, a business umbrella company, but devotes no time to it.
Employment History
Current Registrations
Sprincz Advisory Group, LLC
Previous Registrations
Gradient Advisors, LLC
Dynasty Capital Management, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.