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Timothy Taggart

Investment Research CORP
40 Years of Experience
Denver, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Taggart is a registered investment advisor at Investment Research CORP, based in Denver, CO, with 40 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 166 clients with $76M in assets under management.

Investment Research CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
166 clients
Average Client Portfolio
$460K average
Assets Under Management
$76.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Clients can choose a $3,000 flat fee or a percentage-based fee of 0.5%, 1.0%, 1.5%, or another mutually agreed rate up to a maximum of 2.0% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1636 Logan Street, Denver, CO, 80203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy is a FINRA arbitrator since 1996, dedicating minimal time annually. He also holds ownership, director, and president positions in several investment-related and non-investment-related companies, including an insurance company, with time commitments varying from minimal to full-time.

Employment History
Current Registrations
Investment Research CORP
April 2004 - Present · 22 yrs 6 mos
World Capital Brokerage, INC.Broker
April 2004 - Present · 22 yrs 6 mos
Previous Registrations
Investment Research CORP
April 2004 - December 2004 · 8 mos
First Austin InvestmentsBroker
June 2003 - January 2005 · 1 yr 7 mos
American Growth Fund Sponsors, INC.Broker
February 2002 - June 2002 · 4 mos
American Growth Fund Sponsors, INC.Broker
August 1985 - January 2002 · 16 yrs 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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