Frank Dunn
Frank Dunn is a registered investment advisor at Concorde Asset Management, LLC, based in Ann Arbor, MI, with 32 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2016Customer Dispute
December 2012Regulatory
December 2007Regulatory
July 1986Other Business Activities
Frank is the owner/registered representative of Capstone Financial Consultants and an Investment Advisor Representative at Concorde Asset Management. He also provides CPA services including tax preparation, dedicating about 10% of his time to this activity.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Steven L. Falk & Associates INC.Broker
Private Asset Group, INC.Broker
Eplanning Securities, INC.Broker
Waveland Capital Partners LLCBroker
American Interstate Financial CorporationBroker
Dunn Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.