JE
JE

Johnny Emerson

40 Years of Experience
Edmond, OK
2 DisclosuresBrokerSells Insurance

Johnny Emerson is a registered investment advisor at Osaic Wealth, INC., based in Edmond, OK, with 40 years of industry experience. Johnny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

Loading...

Location

837 E 33rd Street, Edmond, OK, 73013

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2001
Regulatory
October 1986
Final
Other Business ActivitiesSells Insurance

Johnny is the president and 100% owner of Mid-America Marketing Corp./DBA Emerson and Company, dedicating full-time hours to running the company. He also operates Emerson and Company as a sole proprietorship, providing financial, insurance, and investment services, also taking up full-time hours.

Employment History
Current Registrations
Osaic Wealth, INC.
November 2018 - Present · 7 yrs 8 mos
Osaic Wealth, INC.Broker
November 2018 - Present · 7 yrs 8 mos
Previous Registrations
Signator Investors, INC.
January 2018 - November 2018 · 10 mos
Signator Investors, INC.Broker
May 2016 - November 2018 · 2 yrs 6 mos
Transamerica Financial Advisors, INCBroker
April 2001 - May 2016 · 15 yrs 1 mo
Lifemark Securities CORP.Broker
February 1997 - April 2001 · 4 yrs 2 mos
Hartford Equity Sales Company INC.Broker
April 1990 - August 1997 · 7 yrs 4 mos
Cna Investor Services, INC.Broker
August 1988 - December 1989 · 1 yr 4 mos
Heritage-Park Securities, LTD.Broker
June 1985 - May 1987 · 1 yr 11 mos
Mutual Benefit Financial Service CompanyBroker
October 1983 - July 1985 · 1 yr 9 mos
State Registrations7 states
ARCACOFLHIOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.