Gerald Gaeta is a registered investment advisor, based in Dallas, TX, with 35 years of industry experience.
Location
Dallas, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gerald is a guitarist/vocalist since 2012 and a manager of Angelily Management LLC, a rental property business, since 1980. He dedicates minimal time to the rental property business, making investment decisions related to property ownership and management.
Employment History
Current Registrations
Cnr Securities, LLC
RBC Rochdale, LLC
Cnr Securities, LLCBroker
Previous Registrations
First Republic Investment Management, INC.
First Republic Securities Company, LLCBroker
Nylife Securities LLCBroker
Alfs, INC.Broker
Nylife Securities INC.Broker
Essex National Securities, INC.Broker
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
H. L. Michaels Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.