KG
KG
Keith Grossman
43 Years of Experience
Evansville, IN
1 DisclosureBroker
Keith Grossman is a registered investment advisor at Wells Fargo Advisors, based in Evansville, IN, with 43 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
401 SE 6th St, Ste 204, Evansville, IN, 47713
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2002Settled
Other Business Activities
Keith has 50% ownership in Grossman Financial Group, LLC, a financial practice, since January 2020. This requires a full-time commitment.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2020 - Present · 6 yrs 6 mos
Wells Fargo Advisors
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - January 2020 · 16 yrs 6 mos
Wells Fargo Clearing Services, LLC
July 2003 - January 2020 · 16 yrs 6 mos
Prudential Securities Incorporated
December 1998 - July 2003 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1989 - July 2003 · 13 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
May 1989 - September 1989 · 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1983 - June 1989 · 6 yrs 5 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.