Ricky Johnson
Ricky Johnson is a CFA-designated registered investment advisor at LPL Financial LLC, based in Saint Louis, MO, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7701 Forsyth Blvd., Ste 1000, Saint Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2018Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Ricky sells fixed insurance products, including life, disability, health, and long-term care, dedicating about 10% of his time to this activity. He also operates Johnson Wealth Management as a DBA for his LPL business and raises/sells cattle at Johnson Ranch, spending minimal time on the ranch.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cigna Financial Advisors,inc.Broker
Blunt Ellis & Loewi IncorporatedBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Manley, Bennett, Mcdonald & COBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.