Ricky Johnson
Ricky Johnson is a CFA-designated registered investment advisor at LPL Financial LLC, based in Saint Louis, MO, with 40 years of industry experience. Ricky is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7701 Forsyth Blvd., Ste 1000, Saint Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Judgment / Lien
March 2018Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Ricky sells fixed insurance products, including life, disability, health, and long-term care, dedicating about 10% of his time to this activity. He also operates Johnson Wealth Management as a DBA for his LPL business and raises/sells cattle at Johnson Ranch, spending minimal time on the ranch.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cigna Financial Advisors,inc.Broker
Blunt Ellis & Loewi IncorporatedBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Manley, Bennett, Mcdonald & COBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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