RB
RB

Rick Bosche

43 Years of Experience
Jamestown, ND
1 DisclosureBroker

Rick Bosche is a registered investment advisor at Wells Fargo Advisors, based in Jamestown, ND, with 43 years of industry experience. Rick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

820 First Ave S, Jamestown, ND, 58401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Closed-No Action
Other Business Activities

Rick is the owner of Aschberger-Bosche LLC, an investment/holding company, since 2009. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
A. G. Edwards & Sons, INC.
November 1999 - January 2008 · 8 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 1984 - January 2008 · 23 yrs 3 mos
Edward D. Jones & CO., L.P.Broker
July 1984 - September 1984 · 2 mos
Ids Marketing CorporationBroker
December 1982 - June 1984 · 1 yr 6 mos
Ids/american Express INC.Broker
December 1982 - June 1984 · 1 yr 6 mos
State Registrations32 states
ALARAZCACOFLIAIDILINKSKYMAMNMOMTNCNDNENMOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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