SB
SB

Scott Befort

42 Years of Experience
Leawood, KS
1 DisclosureBroker

Scott Befort is a registered investment advisor at RBC Capital Markets, LLC, based in Leawood, KS, with 42 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

4001 W. 114th St, Suite 200, Leawood, KS, 66211-2604

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005
Withdrawn
Employment History
Current Registrations
RBC Capital Markets, LLC
July 2018 - Present · 7 yrs 10 mos
RBC Capital Markets, LLC
July 2018 - Present · 7 yrs 10 mos
RBC Capital Markets, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2009 - July 2018 · 8 yrs 9 mos
Ameriprise Financial Services, INC.
October 2009 - July 2018 · 8 yrs 9 mos
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Rsm Mcgladrey, INC.
March 2003 - July 2003 · 4 mos
Ameriprise Advisor Services, INC.Broker
March 1993 - October 2009 · 16 yrs 7 mos
Rodman & Renshaw INC.Broker
August 1991 - September 1992 · 1 yr 1 mo
Fahnestock & CO., INC.Broker
March 1990 - August 1991 · 1 yr 5 mos
B.C. Christopher Securities CO.Broker
August 1984 - March 1990 · 5 yrs 7 mos
First Jersey Securities, INC.Broker
November 1982 - July 1984 · 1 yr 8 mos
State Registrations11 states
CACOGAKSMONCNVNYORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Befort - Financial Advisor | TrueAdvisor