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Randall Swift

43 Years of Experience
Clarksville, TN
Broker

Randall Swift is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Clarksville, TN, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

420 Madison St Ste. C, Clarksville, TN, 37040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall subleases office space within his Raymond James branch to another advisor. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 4 mos
Previous Registrations
Raymond James Financial Services
February 2004 - January 2009 · 4 yrs 11 mos
Robert Thomas Securities, INCBroker
June 1993 - January 1999 · 5 yrs 7 mos
J.C. Bradford & CO.Broker
January 1983 - May 1993 · 10 yrs 4 mos
State Registrations17 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Randall Swift - Financial Advisor | TrueAdvisor