Todd Swan
Todd Swan is a registered investment advisor at Wells Fargo Advisors, based in Chesterfield, MO, with 42 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
14767 North Outer 40 Rd, Fl 2, Chesterfield, MO, 63017
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2001Other Business Activities
Todd is involved with Blesses Hope Bible Church in St. Louis, MO since 2005. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Edward D. Jones & CO., L.P.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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